If you already have a FINMA licence, recognition, authorization or registration, select "Apply for access to the EHP with a FINMA licence".
If you do not have a FINMA licence, recognition, authorization or registration, you can submit your application for the forms of authorisations listed below via the EHP. To do this, request access to the EHP via self-registration and select "Apply for access to the EHP without a FINMA licence".
If your institution has a FINMA licence, recognition, authorization or registration and you wish to transmit applications, reports or data in digital form to FINMA, you need access to the EHP. You must apply for this access.
Apply for access to the EHP with a FINMA licence
If you do not have a FINMA licence, recognition, authorization or registration, you can submit your application via the EHP. For this purpose request access to the EHP via self-registration. You can use this self-registration for an application in connection with the following forms of FINMA authorisations:
Bank
Foreign bank representative office
Foreign bank branch office
FinTech authorisation enquiry
Credit rating agency
Securities firm
Foreign securities firm representative office
Foreign securities firm branch office
Fund management company
Manager of collective assets
Foreign manager of collective assets representative office
Portfolio manager
Foreign portfolio manager representative office
Trustee
Foreign trustee representative office
DLT trading facility small with post-trading activity
DLT trading facility small without post-trading activity
DLT trading facility with post-trading activity
DLT trading facility without post-trading activity
Insurance intermediary
Representatives of foreign collective investment schemes (CISA)
Investment company with variable capital (SICAV)
Apply for access to the EHP without a FINMA licence
If you wish to request a different FINMA licence, recognition, authorization or registration, follow the detailed instructions on the “Authorisation” page. This applies to banks, securities firms, insurers and financial market infrastructures. Access to the EHP is only possible once the relevant process has been completed. Follow the path described above after receiving the FINMA authorisation: “Request access to the EHP with a FINMA licence”.
Authorisation overview