Cross-sector supervisory topics

As an integrated financial market supervisory authority, FINMA has standardised the process of supervision across the various sectors, where appropriate.

FINMA has standardised its processes, tools and concepts wherever appropriate to do so. It has created a number of specialist cross-divisional areas in which cross-sector issues may be dealt with including, in particular, auditing, monitoring due diligence requirements in relation to the avoidance of money laundering and the performance of on-site supervisory reviews at the premises of supervised institutions.