Reporting possible breaches of financial market law

Do you suspect a FINMA-supervised institution of a breach of regulations? Do you have specific reasons to believe that a provider is not licensed by FINMA? Please use the report form to pass on information to FINMA.

It is FINMA’s job to tackle irregularities and breaches of regulations. Any specific information you may have can be relevant to FINMA’s findings and investigations. Complaints are treated confidentially unless FINMA is legally obliged to disclose them, for instance in the case of administrative proceedings. While we follow up any specific complaints we receive, we generally do not respond to them individually. We are also not able to deal with general reports or enquiries such as “Is X a trustworthy company?”, “Should I invest in Y?” or “Does Z have a licence?”


You are a client at:
a bank
an insurer
at another financial services provider
Reporting incidents at supervised institutions to FINMA

The report form can be used to pass on information to FINMA about alleged breaches of regulations or irregularities at FINMA-supervised institutions. Complainants themselves are responsible for clarifying the legitimacy of their complaints, especially if they must abide by professional secrecy rules.

Who are you complaining about?
Name of institution
What do you want to report?
Have you contacted the institution or another office?
Yes No, I have not yet contacted any other offices.
the financial institution concerned
a court
an ombudsman
other offices
What other offices?
What was the outcome?
Attached files
Is there anything specific you think we should know?
Enter the details here
Your personal details
Surname or name of institution
First name
P.O. box
Postal code
Telephone number
Fax number