Market data collection

In addition to direct and indirect supervision, FINMA also collects different topics in the asset management area and market data from collective investment schemes.

FINMA uses data collected from licence holders or the Swiss National Bank for risk assessment and market analysis. The reason for collecting this data is to obtain an accurate overview of the financial service providers in the Swiss market and to identify trends and developments at an early stage. In addition, FINMA uses data collected from financial service provider.

FINMA collects business data annually from fund management companies, managers of collective assets, SICAVs and limited partnerships for collective investment (LPs). This is done electronically via the survey and application platform (EHP).