Self-regulation of rules of conduct recognised by FINMA

The partially revised FINMA Circular (2009/1) "Guidelines on asset Management", which came into force on 1 July 2013, required professional organisations to adjust their rules of conduct before the end of this year. FINMA has reviewed and recognised the rules of conduct of the following eight professional organisations:

  • Association Romande des Intermédiaires Financiers (ARIF)
  • Groupement suisse des conseils en gestion indépendant (GSCGI)
  • L'Organismo di Autodisciplina dei Fiduciari del Cantone Ticino (OAD-FCT)
  • Organisme d’autorégulation des gérants de patrimoine (OAR-G)
  • General Self-Regulatory Organisation (PolyReg)
  • Swiss Bankers Association (SBA)
  • VQF Financial Services Standards Association
  • Swiss Association of Asset Managers (SAAM)

FINMA Circular 2008/10 "Self-regulation as a minimum Standard" that lists all self-regulation recognised by FINMA will be adapted appropriately.