BVGer B-5657/2016, B-5415/2016

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Court Federal Administrative Court
Status of decision Not contested
Appeal filed by party Rejection
Appeal filed by FINMA -
Date 05.06.2018
Area Unauthorised financial services providers
Topic Unauthorised securities dealing operations
Description

Unerlaubte Effektenhändlertätigkeit, unerlaubter Betrieb einer kollektiven Kapitalanlage, Unterlassungsanweisung, Publikation, siehe Enforcementbericht 2016, Fall 22

Reference BVGer B-5657/2016, B-5415/2016
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