SRO member search

Here you can search for financial intermediaries who are members of a self-regulatory organisation (SRO).

Instructions

  • Enter at least five consecutive characters. This search also includes companies with names with less than five characters.
  • When searching for a company, do not enter any abbreviations placed after the company name (e.g. Ltd, Pvt. Ltd).
  • The search function ignores punctuation marks and special characters (e.g. full stops, commas, accents, hyphens, brackets, plus signs, etc.). The same applies to spaces, case sensitivity and words written together or separately.
  • Only five search results are displayed.
  • FINMA cannot guarantee the completeness or accuracy of the data. The data is updated quarterly and is based on information provided by SROs.
  • A list of financial intermediaries supervised directly by FINMA under Article 2 para. 3 AMLA (DSFIs) is available.