SRO member search
Here you can search for financial intermediaries or advisors that are members of a self-regulatory organisation (SRO). You will also find here the SROs responsible for supervising these financial intermediaries and advisors. Please address any reports and complaints concerning a financial intermediary or an advisor affiliated to an SRO directly to the SRO responsible.
Instructions
Enter at least five consecutive characters. This search also includes companies and persons with names with less than five characters.
When searching for a company, do not enter any abbreviations placed after the company name (e.g. Ltd, Pvt. Ltd).
The search function ignores punctuation marks and special characters (e.g. full stops, commas, accents, hyphens, brackets, plus signs, etc.). The same applies to spaces, case sensitivity and words written together or separately.
Only twenty search results are displayed.
FINMA cannot guarantee the completeness or accuracy of the data. The data is updated regularly, usually within two to five working days, and is based on information provided by the self-regulatory organisations.
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