Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
Aufsichtsrechtlich anrechenbare Eigenmittel von Banken
Prüfwesen
(gültig bis Ende 2020)
(gültig bis Ende 2019)
Principles for recording liquidity risks and liquidity reporting for insurers
Supervisory rules for market conduct in securities trading
Vertrieb im Sinne der Gesetzgebung über die kollektiven Kapitalanlagen
