Swiss Financial Market Supervisory Authority FINMA

Annual Report 2013

Enforcement measures


The Financial Market Supervision Act (FINMASA) has granted FINMA additional enforcement powers over and above those accorded to its predecessor authorities.


Number of recipients of rulings by sector and individuals affected
FINMA issues enforcement rulings against companies and individuals in the authorised and unauthorised segments or with regard to market supervision. This chart shows the category and number of enforcement proceedings between 2011 and 2013.


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