Swiss Federal Banking Commission  deutsch franšais
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Unauthorised institutions

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Last modification: 04.01.2009
 
Besides the supervision of authorised institutions the SFBC takes measures against companies and persons, who perform a banking or a securities dealer’s activity or are active in the area of collective investment schemes without holding the necessary license. In these cases the SFBC takes the adequate measures prescribed by the law. These can reach as far as the liquidation of institutions concerned. However, there are cases where the SFBC is not in a position to take or enforce such measures, for instance, because an institution performs its activities from abroad or because the persons concerned disappeared.
 
Below, the SFBC publishes a list of companies and persons, who seem – due to their activities in Switzerland, out of Switzerland or due to their purpose according to the entry in the commercial registry – to perform an activity that comes under the supervision of the SFBC without the necessary license. An entry in the list does not necessarily imply that an activity is illegal. However, the investors shall become aware that the listed institutions are not licensed by the SFBC. The list includes the company name, respectively the name of the person concerned, the date of the publication as well as all information in the interest of investor protection. The institutions or persons are taken away from the list as soon as the necessary clarifications and adjustments have been carried out.
 
 
 
With entry in the commercial registry / physical presence in Switzerland
 
> ABZ assetX AG (24.08.07)
> Cfd Systemtrading Group GmbH (31.07.08)
> Compass Asset Management Ltd (27.05.08)
> CRC Beteiligungen AG (19.11.08)
> DEVIGATE AG (15.10.07)
> Global State AG (11.09.08)
> Immofinanz International AG (23.10.08)
> Incentive Breil/Brigels SA (09.07.08)
> INTERNATIONAL INVEST LTD, London (UK), Zweigniederlassung Frauenfeld (12.06.08)
> Sundown GmbH (04.10.07)
> Sundown Happiness Financial Club (04.10.07 / 24.10.07)
> Swiss Atlantic Securities AG (07.10.08)
> Televisa Suisse Holding SA (11.07.07)
> Tiffano AG (22.08.08)
> TradexWorld SA (06.06.08)
> TSI Business & Finance AG (02.07.08)
 
 
No entry in the commercial registry / physical presence in Switzerland
 
> Alor Finanz AG (18.12.08)
> Astoria Capital AG (18.12.08)
> Capital Investment Holdings Ltd (27.12.07)
> Celte Treuhand & Verwaltung AG (18.12.08)
> CEO Trends AG (23.07.07)
> Charles Drake Associates (12.02.08)
> Chartwell Financial Services (11.04.08)
> Concrete Equities (25.07.08)
> Cyclon Capital Corporation, New York (USA), Office Schweiz (18.09.08)
> DB Securities Group (08.08.07)
> Direct Settlements Pte Ltd. (08.08.07)
> EAFin, Eidgenössische Anstalt für Finanzdienstleistungsaufsicht (25.07.08)
> Easy Forex Ltd. (09.09.08)
> Eiger Markets / Eiger Group (18.10.07)
> Euro Gold Exchange S.A. (24.01.08)
> Fidelity Partners (20.06.08)
> Fiduhelp (28.11.07)
> Frazer Kennedy (23.07.07)
> GCI Financial Limited (17.09.07)
> Global Equity Management (18.07.07)
> Global Stox (G-Stox) (17.07.07)
> Greenwich Trust (18.03.08)
> Guardian Worldwide (16.07.07)
> Hemmingway Asset Management (15.10.08)
> Hexagon International Corporation (13.08.07)
> Holt Finance Company Privatbank AG (28.12.07)
> Hutton Associates (10.08.07)
> i-gold Corporation (24.01.08)
> International Nominee Group Ltd. (08.08.07)
> International Swiss Bank S.A. (04.12.08)
> Investment Suisse S.A. (06.11.08)
> Investor-Tec ( 17.09.07)
> ISIC-Finance & Partners (09.07.08)
> Marriott & Lloyds (11.10.07)
> MF Asset Management AG (03.09.08)
> Perfect Money Finance Corp. (05.08.08)
> Prentice Capital Management (03.08.07)
> Real Banking Ltd. (11.09.08)
> Real Estate & Oil Inc. (02.09.08)
> Rive Financial S.A. (25.07.08)
> Rosenthal Consulting (07.10.08)
> Rothman Goldstein, RG-Online (15.10.07)
> Royston-Hobbs (02.06.08)
> Schultz Assets Managers (29.07.08)
> Schweizer Spar- und Darlehenskasse, Cooperativa Multiactiva Ltda. (05.05.08)
> Sigmaforex Securities and Financial Services (05.11.08)
> Spacevision Financial Services Ltd. (16.06.08)
> Spacevision Holdings Ltd. (16.06.08)
> SP Trade Investments Capital Ltd. (23.07.07)
> Swiss Banking 24 (26.09.08)
> Swiss Business Bank (22.08.08)
> Swiss Export Bank (22.05.08)
> swissfin group (23.07.07)
> Swiss Financial Group (29.04.08)
> Swiss Management Consulting (13.07.07)
> Swiss Net Bank (03.03.08)
> SWX Capital Markets Ltd (23.07.08)
> Taylor King (04.06.08)
> The Private Bank Group (04.12.08)
> tradArtis Ltd. (14.10.08)
> TR-Wires GmbH (23.07.08)
> Union Traders Corporation (UTC) (09.01.08)
> Von Bismarck Global Investment Research (17.08.07)
> Wall Street Bank (11.07.07)
> Welinton-Finance Inc. (11.07.07)
> Weltzentralbank AG (in Gründung) (24.07.08)
> Western Royal (31.10.08)
> Westgate Capital Management (24.01.08)
> Zürich Research - Private Brokerage (08.08.07)