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Consultations 2005

Here you will find reports and projects which the SFBC publishes for consultation. You can send your comments concerning the following projects to: info@ebk.admin.ch.

Here you will find any comments to the publications for consultation.

 
 
30 September 2005

SFBC opens a consultation on Basel II implementation
The SFBC opens a consultation among the public and federal offices on the draft ordi-nances and circulars implementing the Basel Committee’s new minimum requirements into Swiss law, which become effective in a staggered way from January 1, 2007.

> Covering letter (in German or French)
> Explanatory report (in German or French)
> Summary of the explanatory report
> Draft Capital Adequacy and Concentration Risk Ordinance (in German or French)
> Draft amendment to the BO (in German or French)
> Draft of the circular on credit risks with annex (in German or French)
> Draft of the circular on market risks with annex (in German or French)
> Draft of the circular on operational risks with annex (in German or French)
> Draft of the circular on the disclosure of capital (in German or French)
Annex 1 (in German)
Annex 2 (in German): Table 1, Table 2, Table 3, Table 4, Table 5, Table 6, Table 7
Annex 1 (in French)
Annex 2 (in French): Table 1, Table 2, Table 3, Table 4, Table 5, Table 6, Table 7
 
 
5 September 2005
SFBC issues for consultation the circular "Supervisory Reporting"
SFBC publishes the draft of the circular "Supervisory Reporting". It defines the basis for the revised early information-reporting. The electronic data basis used for the standardisation of the risk-oriented supervision will be enhanced with data that have so far been available to the SFBC only on paper records.
> Covering letter (German / French)
> Draft of the SFBC circular (German / French)
(annexe 1 German / French, annexe 2 German / French )
> Draft of semi-annual reporting
(individual basis German / French, consolidated basis German / French )
 
 
16 June 2005

The SFBC publishes a policy statement in relation to structured products and other financial vehicles
The SFBC has approved and sent out for consultation a policy statement on the "Scope of application of the Federal Act on Investment Funds - Structured products and other financial vehicles". The objective of this policy statement is to allow for a clear distinction between structured products and other financial vehicles on the one hand, and investment funds on the other.

> Covering letter (German / French)
> Policy statement (German)
>

Summary of the policy statement (French)

 
 
4 May 2005
SFBC issues for consultation the Circular "Internal Surveillance and Control"
The SFBC Circular "Internal Surveillance and Control" emphasises the SFBC's expectation that Swiss banks should be at the forefront of Corporate Governance. However, the Circular Letter also offers reasonable scope for differentiation. Depending on the size and complexity of the supervised firm, it envisions various forms of exemption and relief. It regulates and elaborates on, among other things, the board of directors' independence, the audit committee function, internal audit's duties, the compliance function and whistleblowing procedures.
> Covering Letter (German / French)
> Draft of the SFBC Circular (German / French)
 
 
18 April 2005
SFBC issues a proposal for a Bank Bankruptcy Ordinance and an amendment to the BO for consultation
The SFBC releases to the public a draft of a SFBC Bank Bankruptcy Ordinance, drawn up by a working group appointed by the SFBC. The amendment to the Banking Ordinance (BO), which relates to the same context, is necessary to implement the new deposit protection system.
> Covering Letter (German)
> Draft of the SFBC Bank Bankruptcy Ordinance (German / French)
> Report of the Working Group (German / French)
> Draft amendment to the BO (German / French)
> Report on the Draft amendment to the BO (German / French)
 
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Consultations 2003