Home
Media
Jobs
Contact
FINMA portal

- News
- Documents
- 0
- MyFINMA
- - EN
  - DE
  - FR
  - IT

Authorisation
- Authorised or registered institutions, persons and products
  
  These companies, persons and products have a licence and are permitted to operate on the financial market.
  Getting authorised
  Authorised or registered institutions, persons and products
  These companies, persons and products have a licence and are permitted to operate on the financial market.
  Warning list
  These companies are not authorised and may be engaging in financial market activity without the requisite licence.
Supervision
- Our approach to supervision
  
  FINMA’s core task is prudential supervision of the financial market. It also uses private audit companies to extend its reach.
  Information about supervision of…
  Risk categories in the banking sector
  FINMA assigns banks to different risk categories.
  Risk categories in the insurance sector
  FINMA assigns insurers to different risk categories.
Enforcement
- Enforcing supervisory law
  
  Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.
  Enforcement topics
  Enforcement report
  The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.
  Warning list
  This is a list of companies and individuals that may be operating without the requisite FINMA authorisation.
  Recovery and resolution
  The section on recovery and resolution provides an insight into the measures available to FINMA in the event that institutions become destabilised. FINMA thereby contributes to ensuring financial stability.
Documentation
- FINMA’s legal basis
  
  The financial market laws and the Financial Market Supervision Act provide the basis for FINMA’s activities. FINMA reports in detail on the fulfilment of its aims.
  Information on…
  Financial Market Supervision Act
  The legal basis for FINMA as an authority, setting out its tasks and powers.
  Annual report and financial statements
  FINMA gives a full account of its activities in its annual report.
FINMA
- FINMA – an overview
  
  As an independent supervisor of the Swiss financial market, FINMA is institutionally, functionally and financially independent.
  FINMA: A Portrait
  Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.
  Annual Report
  FINMA accounts for its supervisory activities in its annual report and annual financial statements.
FINMA Public

Swiss Financial Market Supervisory Authority FINMA

Welcome

Proportional supervision for smaller banks

In his speech at the Small Bank Symposium in Bern, FINMA CEO Stefan Walter emphasised that the problems of the bigger institutions should not lead to over-regulation of the small institutions.

To the content

SupTech: a strategic priority for financial market supervision

Chair of FINMA’s Board of Directors Marlene Amstad at the IOSCO Annual Meeting on the targeted use of SupTech to strengthen supervision.

To the content

Information sheets: Changes in banking regulation following the CS emergency takeover

Based on the Federal Council parameters, which were published on 6 June, FINMA sets out its view of how the Federal Government’s parameters should be implemented in a targeted.

To the content

Warning about misuse of the FINMA name

You should be suspicious about calls or emails claiming to be from FINMA because as a rule FINMA does not contact individuals.

To the content

Addressing nature risks

At the SSF Annual Conference 2025, FINMA CEO Stefan Walter explained how FINMA deals with natural risks.

To the content

Asset Management Day in Bern, 13. Juni 2025, Rede von Stefan Walter, Direktor der FINMA

Challenges and supervisory priorities in asset management

FINMA CEO Stefan Walter presented the supervisory perspective on asset management at the Asset Management Day 2025.

To the content

FINMA Annual Report 2024

FINMA's Annual Report highlights its supervisory activities in 2024. In addition, FINMA is providing data on enforcement cases in a database as well as statistics on its website.

Annual Report

Latest

Filter(s)

- Negative list news
- Press release
- News
- Notification of bankruptcy proceedings
- Financial sanction
- International sanction
- FATF statement
- Decision news
- Investigating agents news
- No matches found
- National and international cooperation
- Lifting and end of licence conditions
- Supervision instruments
- Industry ban
- Authorisation
- Changes to licensing and business plan
- Withdrawal of authorisation
- COVID-19
- Cyber risiks
- Dossier FinTech
- Confiscation
- Publication of final rulings
- Enforcement instruments
- Declaratory rulings
- Financial market infrastructures
- FinTech
- Combating money laundering
- Proper business conduct
- Mortgage market
- Small banks
- Small insurers
- Getting licensed
- Auditing
- Sustainable Finance
- TBTF
- Supervision
- Cease and desist orders and ban on trading
- Portfolio managers and trustees
- On-site supervisory reviews
- Precautionary measures
- No matches found
Remove filter(s)

{{=item.Date}} {{=item.DateMobile}} {{? item.Category != null}} {{? item.Category.length}} {{~item.Category.split(',') :k}}

Show more results

786 result(s) found

22 September 2025 22.09.2025

News

2025

FINMA and the UK supervisory authorities strengthen cooperation in financial services

The Swiss Financial Market Supervisory Authority FINMA and the UK Financial Conduct Authority FCA and Prudential Regulation Authority PRA today signed a memorandum of understanding. The memorandum sets ...

05 September 2025 05.09.2025

News

2025

FINMA publishes guidance on the disclosure of cryptobased assets in the annual financial statements of banks and securities firms

The Swiss Financial Market Supervisory Authority FINMA is today publishing guidance on the disclosure of cryptobased assets in the annual financial statements of banks and securities firms. It is thereby ...

04 September 2025 04.09.2025

Press release

2025

FINMA publishes consolidated ordinance covering the insolvency proceedings at financial market institutions

The Swiss Financial Market Supervisory Authority FINMA is transferring the FINMA Banking Insolvency Ordinance, FINMA Insurance Bankruptcy Ordinance and FINMA Collective Investment Schemes Bankruptcy Ordinance ...

Show more results

Explained in simple terms

FINMA’s activities explained for the public and creditors

FINMA Public

Favourite links

Access to the EHP for insurance intermediaries
Information for portfolio managers and trustees
Authorised institutions individuals and products
Warning list
Investigating agents acting for FINMA
FINMA restructuring and bankruptcy proceedings
Sanctions and FATF statements
Digital exchange
EHP survey and application platform
Delivery platform

Reporting an incident

Please use this link to report an incident or file a complaint with FINMA

FINMA dossiers

Dossier on portfolio managers and trustees
Dossier on Sustainable Finance
Dossier on the mortgage market
FinTech dossier
Dossier on cyber risks
Dossier on money laundering prevention
Dossier on small banks
"Too big to fail" dossier

Direct access for supervised institutions

Do you want to:

register as an insurance intermediary
submit a licence / authorisation application
find out more about how FINMA supervises the financial market
learn more about the tools FINMA uses to enforce supervisory law
find out how FINMA applies financial market legislation
learn more about how FINMA works with regulatory audit firms

Swiss Financial Market Supervisory Authority FINMA
Laupenstrasse 27, 3003 Bern
Phone +41 31 327 91 00, Fax +41 31 327 91 01
info@finma.ch

Search site

Authorisation

Authorisation
Types of authorisation
Banks and securities firms
Insurers
Insurance intermediaries
Asset management
Portfolio managers and trustees
Supervisory organisations
Representative offices of financial institutions based outside Switzerland under FinIA
Self-regulatory organisations (SROs)
Financial market infrastructures and foreign market participants
Rating agencies
Registration body
Ombudsmen for financial service providers
Reviewing body for prospectuses
FinTech

Supervision

Our approach to supervision
Cross-sector issues
Banks and securities firms
Insurers
Insurance intermediaries
Asset Management
Portfolio managers and trustees
Supervisory organisations
Self-regulatory organisations (SROs)
Financial market infrastructures
Central mortgage bond institutions
FinTech

Enforcement

All about Enforcement
Licence holders
Unauthorised activities
Market supervision
Enforcement tools
Database for assessing fitness and propriety requirements
National and international cooperation
Rights and obligations
Case reports and court decisions
Recovery and resolution

Documentation

Legal basis for FINMA’s activities
Legal basis
Circulars
Consultations and evaluations
FINMA position statements
FINMA Guidance
FINMA publications
FINMA videos
Dossiers
Enforcement reporting
Insurance law rulings
Self-regulation
Sanctions and FATF statements
Archive

FINMA

FINMA – an overview
Supervisory objectives
Organisation
Working at FINMA
Activities
Auditing
FINMA mandataries
National cooperation
International activities
Digital exchange
Making a report

FINMA Public

Article series: FINMA at work
Authorised companies
Warnings
Reporting information

© 2025 FINMA
Media
Jobs and careers
Contact
Abbreviations
Terms and conditions
About this website
Sitemap
Archive

Swiss Financial Market Supervisory Authority FINMA

Welcome

Proportional supervision for smaller banks

SupTech: a strategic priority for financial market supervision

Information sheets: Changes in banking regulation following the CS emergency takeover

Warning about misuse of the FINMA name

Addressing nature risks

Challenges and supervisory priorities in asset management

FINMA Annual Report 2024

{{=item.Title}}

FINMA and the UK supervisory authorities strengthen cooperation in financial services

FINMA publishes guidance on the disclosure of cryptobased assets in the annual financial statements of banks and securities firms

FINMA publishes consolidated ordinance covering the insolvency proceedings at financial market institutions

FINMA’s activities explained for the public and creditors