• Homepage
  • News
  • FAQ
  • Jobs and career
  • Search
  • Contact
  • News Service
  • Deutsch
  • Français
  • Italiano
  • English
 
  • About FINMA
  • Regulation
  • Enforcement
  • Institutions
  • Media
  • Archive
  • Enforcement - definition
    • Typical investigation process
    • Types of proceedings
    • Measures
    • Enforcement Policy
  • Regulatory enforcement by agents
  • Insolvency
  • Liquidations
  • Unauthorised institutions (black list)
  • Rulings under Article 34 FINMASA
  • Interlocutory measures
  • Undertaking requirement, watch list and undertaking letter
  • Jurisdiction – insurance law
  • International sanctions
 
Enforcement > Enforcement - definition > Enforcement Policy print

Enforcement Policy

Enforcement is one of several mechanisms for implementing supervisory law. This can have a significant impact on the parties involved, and FINMA takes great care in considering how and when to apply such measures. To this end, it set out its Enforcement Policy in December 2009.


Extended Search
finma
© FINMA 2008-2010
  • Disclaimer