The basis for FINMA's supervisory activities is Art. 98 of the Federal Constitution.
The following are also relevant for all financial sectors:
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Federal Act of 22 June 2007 on the Swiss Financial Market Supervisory Authority (Financial Market Supervision Act, FINMASA)
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Ordinance of the Swiss Financial Market Supervisory Authority FINMA of 15 October 2008 on the levying of supervisory fees and duties (FINMA-GebV) (in German, French and Italian)
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Ordinance of the Financial Market Supervision Authority of 8 September 2011 on Data Processing (Ordinance on Data-FINMA) (in German, French and Italian)
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Regulations governing the organisation of the Swiss Financial Market Supervisory Authority FINMA (FINMA Organisational Rules)
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Code of conduct of the Swiss Financial Market Supervisory Authority FINMA (Code of Conduct FINMA) (in German and French)
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Verordnung vom 11. August 2008 über das Personal der Eidgenössischen Finanzmarktaufsicht (FINMA-Personalverordnung)
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Guidelines for Financial Market Regulation (in German and French)
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