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Modification of the FINMA Stock Exchange Ordinance (SESTO-FINMA)
01.11.2011
Draft Modification of the Ordinance (in German and French)
Explanatory report (in German and French)
Comments
Report on the consultations (in German)
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FINMA Circular "Credit Rating Agencies"
25.08.2011
Draft circular
Explanatory report
Comments
Report on the consultations (in German)
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FINMA Circular "Provisions in reinsurance"
13.07.2010
Draft circular (in German and French)
Key points
Explanatory report (in German)
Comments
Report on the consultations (in German)
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FINMA Circular "Capital buffer and capital planning in the banking sector"
15.04.2011
Discussion paper (in German and French)
Draft Circular
Explanatory report (in German and French)
Comments
Report on the consultations (in German and French)
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Consolidation of the Anti-Money Laundering Ordinances of the FINMA
16.12.2010
Draft Ordinance (in German and French)
Explanatory report (in German and French)
Comments
Report on the consultations (in German and French)
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FINMA Circular "Financial Intermediation"
26.11.2010
Draft circular (in German and French)
Key points
Comments
Report on the consultations (in German and French)
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FINMA Circular "Market and credit risks, capital adequacy disclosure, and risk diversification"
25.11.2010
Draft circular 08/19 "Credit risks – banks" (in German and French)
Draft circular 08/20 "Market risks – banks" (in German and French)
Draft circular 08/22 "Capital adequacy disclosure – banks" (in German and French)
Draft circular 08/23 "Risk diversification – banks" (in German and French)
Key points
Explanatory report (in German and French)
Comments
Report on the consultations (in German and French)
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FINMA Circular "Health insurance under ISA"
27.04.2010
Draft circular (in German and French)
Explanatory report (in German and French)
Key points
Comments
Report on the consultations (in German)
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FINMA Circular "Repo/SLB Transactions"
23.12.2009
Draft circular (in German and French)
Explanatory report (in German and French)
Key points
Comments
Report on the consultations (in German and French)
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Amendments to the Capital Adequacy Ordinance (CAO)
11.11.2009
Draft outlining amendments to the ordinance (in German and French)
Explanatory report (in German and French)
Key points
Comments
Report on the consultations (in German)
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FINMA Circular "Remuneration systems"
11.11.2009
Draft circular
Explanatory report
Comments
Report on the consultations (in German)
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Discussion paper "Incentive systems and conflicts of interest regarding the distribution of financial products" and draft circular "Guidelines on asset management"
15.01.2009
Discussion paper (in German and French, key points in English)
Draft circular (in German and French)
Explanatory Report (in German and French)
Comments
Report on consultations (in German or French)
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