Regulation > The consultation process > Current print

Current

Here you will find reports and draft papers on current FINMA consultations.

Circulars "Auditing"
08.09.2014

Draft circular 2013/3 "Auditing" (in German and French)
Explanatory report (in German and French)
Relevant information to the consultation

Annexes to Circular (in German):
Anhang 10: Versicherungsunternehmen
Anhang 11: Versicherungen Gruppen und Konglomerate
Anhang 14: Risikoanalyse Versicherungen

Deadline for submissions: 06.10.2014

Circulars "Leverage ratio" and "Disclosure"
17.06.2014

Draft circular 2008/22 "Disclosure" (in German and French)
Draft circular 2015/xx "Leverage ratio" (in German and French)
Explanatory report (in German)
Relevant information to the consultation

Deadline for submissions: 31.08.2014

Full revision of the FINMA Collective Investment Schemes Ordinance (CISO-FINMA)
03.04.2014

Draft FINMA Collective Investment Schemes Ordinance, CISO-FINMA ("clean version" in German and French)
Draft FINMA Collective Investment Schemes Ordinance, CISO-FINMA ("mark-up Version" in German and French)
Key points
Explanatory report (in German and French)
Information relevant to the consultation

Deadline for submissions: 19.05.2014