Here you will find reports and draft papers on current FINMA consultations.
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Ordinance of the Swiss Financial Market Supervisory Authority FINMA on the Insolvency of Banks and Securities Dealers
(Banking Insolvency Ordinance, BIO-FINMA)
16.01.2012
Draft Banking Insolvency Ordinance FINMA (in German and French)
Key points
Explanatory report (in German)
Relevant information about the consultation
Deadline for submissions: 02.03.2012
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FINMA circulars on eligible equity capital, market and credit risks, disclosure and risk diversification
(Draft revisions)
24.10.2011
Draft circular 13/x "Eligible equity capital" (in German and French)
Draft circular 08/19 "Credit risks – banks" (in German and French)
Draft circular 08/20 "Market risks – banks" (in German and French)
Draft circular 08/22 "Capital adequacy disclosure – banks" (in German and French)
Draft circular 08/23 "Risk diversification – banks" (in German and French)
Key points
Explanatory report (in German and French)
Relevant information about the consultation
Deadline for submissions: 16.01.2012
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Discussion paper
Regulation of the production and distribution of financial products to retail clients – status, shortcomings and courses of action
("FINMA Distribution Report 2010")
10.11.2010
FINMA Distribution Report 2010 (in German)
Key points
Relevant information about the consultation
Deadline for submissions: 02.05.2011
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