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Self-regulatory organisations (SROs)

In addition to the direct supervision by FINMA in the fight against money laundering and terrorist financing, the Anti-Money Laundering Act (AMLA) also provides for the supervision of certain financial intermediaries by self-regulatory organisations (SROs).

The task of the SROs is to draw up the regulations governing implementation of the obligations under the AMLA and ensure and control that the institutions affiliated to them comply with their obligations. The SROs themselves are subject to supervision by FINMA, which is thus responsible for recognising or withdrawing recognition from SROs, approving regulations and ensuring that the SROs actually enforce their implementation. FINMA can conduct on-site reviews at an SRO or instruct an audit firm to carry out the reviews on its behalf.

List of self-regulatory organisations subject to FINMA supervision

 1.

VQF Verein zur Qualitätssicherung von Finanzdienstleistungen

Baarerstrasse 112
Postfach
CH-6302 Zug

Phone +41 (0)41 763 28 20
Fax +41 (0)41 763 28 23

www.vqf.ch
info@vqf.ch 

2.

Schweizerische Bundesbahnen SBB
SRO SBB

c/o Revision
Hilfikerstrasse 1
CH-3000 Bern 65

Phone  +41 (0)79 610 66 27

sro.sbb@sbb.ch

3.

Verband Schweizerischer Vermögensverwalter (VSV)

Bahnhofstrasse 35
CH-8001 Zürich

Phone +41 (0)44 228 70 10
Fax +41 (0)44 228 70 11

www.vsv-asg.ch
info@vsv-asg.ch

4.

Organismo di Autodisciplina dei Fiduciari del Cantone Ticino (OAD FCT)

Piazza Cioccaro 7
Postfach 6164
CH-6901 Lugano

Phone +41 (0)91 923 98 14
Fax +41 (0)91 922 94 40

http://www.oadfct.ch/
segretariato@oadfct.ch

5.

Selbstregulierungsorganisation des Schweizerischen Anwaltsverbandes und des Schweizerischen Notarenverbandes (SRO SAV/SNV)

Marktgasse 4
CH-3011 Bern

Phone +41 (0)31 313 06 00
Fax +41 (0)31 313 06 01

http://www.sro-sav-snv.ch/
sro.sav.snv@swisslawyers.com

6.

Association Romande des Intermédiaires Financiers (ARIF)

8, Rue de Rive
CH-1204 Genf     

Phone +41 (0)22 310 07 35
Fax +41 (0)22 310 07 39

http://www.arif.ch/
info@arif.ch

7.

Schweizerischer Leasingverband (SLV)

Rämistrasse 5     
Postfach
CH-8024 Zürich

Phone +41 (0)44 250 49 90
Fax +41 (0)44 250 49 99

http://www.leasingverband.ch/
info@leasingverband.ch

8. 

PolyReg Allg. Selbstregulierungs-Verein

Florastrasse 44
CH-8008 Zürich     

Phone +41 (0)43 488 52 80
Fax +41 (0)43 499 80 56

http://www.polyreg.ch/
info@polyreg.ch

9. 

OAR-G Organisme d'autorégulation fondé par le GSCGI et GPCGFG

2, rue Pedro-Meylan
Postfach 107     
CH-1211 Genf 17

Phone +41 (0)22 700 73 20
Fax +41 (0)22 700 73 24

http://www.oarg.ch/
secretariat@oarg.ch

10.

SRO-TREUHAND | SUISSE

Monbijoustrasse 20
Postfach 7956   
CH-3001 Bern

Phone + 41 (0)31 380 64 80
Fax + 41 (0)31 380 64 31

http://www.sro-treuhandsuisse.ch/
sro@treuhandsuisse.ch

11.

Selbstregulierungsorganisation des Schweizer Verbandes der Investmentgesellschaften (SRO SVIG)

Grabenstrasse 25
CH-6340 Baar

Phone +41 (0)41 768 11 05

http://www.svig.org/
sro@svig.org

12.

Selbstregulierungsorganisation des SVV
Geschäftsstelle SRO-SVV

c/o  Swiss Insurance Association SIA
C.F. Meyer-Strasse 14
P.O. Box 4288
CH-8022 Zurich

Phone +41 (0)44 208 28 64
Fax +41 (0)44 208 28 43

http://www.sro-svv.ch/
thomas.jost@sro.svv.ch