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Authorised institutions

FINMA maintains the following lists of all authorised institutions and investment funds which you may download in Excel or PDF format:

Banks and securities dealers

Authorised banks and securities dealers  
Authorised Raiffeisen banks  
Authorised representative offices of foreign banks and securities dealers  
Banks and securities dealers discontinuing their business activities  
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Insurers

Insurance companies under FINMA supervision  
Insurance groups under FINMA supervision  
Insurance companies operating under the agreement with the Principality of Liechtenstein (FL): free movement of services (in German)  
Insurance companies operating under the agreement with the Principality of Liechtenstein (FL): business through branches (in German)  
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Collective investment schemes

Approved Swiss collective investment schemes
Lists of changes
 
Foreign collective investment schemes approved for distribution in or from Switzerland
Lists of changes
 
Authorised fund management companies, representatives of foreign collective investment schemes and distributors of collective investment schemes  
Recognised electronic platforms according under Art. 39 CISO  
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Asset managers of collective investment schemes

Authorised asset managers of collective investments
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Stock exchanges

Authorised remote participants of a stock exchange, Swiss stock exchanges and institutions similar to stock exchanges and authorised foreign stock exchanges  
Recognised foreign exchanges relative to the reporting requirement
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Money laundering

Authorised financial intermediaries according to Art. 2 para. 3 Anti-Money Laundering Act (AMLA)  
Group companies under the FINMA Money Laundering supervision
Self-regulatory organisations (SRO)  
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Audit companies

Licensed audit companies (banks, securities dealers, collective investment schemes and insurance companies)  
Licensed audit companies (Anti-Money Laundering Act, AMLA)  
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Rating agencies

Recognised rating agencies
Mapping
Mapping SA-CH und SA-BIZ
Mapping IRB


These lists are updated regularly. Since entry into force may not yet have taken effect, institutions recently granted a licence to commence business may not yet have been entered in the list maintained by FINMA. Similarly, an institution whose licence has just been withdrawn may still be listed. Institutions that have ceased to perform activities requiring a licence, but which are still subject to FINMA supervision, do not appear on these lists. Depending on the level of protection required, authorised parties are supervised with a greater or lesser degree of intensity.

In case of doubt, you may contact the following address if you wish to find out whether a particular institution is licensed to conduct a certain type of business:

Swiss Financial Market Supervisory Authority FINMA
Laupenstrasse 27
3003 Bern

Phone +41 (0)31 327 91 00
Fax +41 (0)31 327 91 01 
E-Mail: info@finma.ch